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January Chapter Program

Loss Prevention for Financial Advisors and The Nuts and Bolts of an E&O Insurance Policy

Date:  January 13, 2012
Location: Courtyard by Marriott, 1475 S. Colorado Blvd, Denver, CO  80222 
Time: 11:30am - Registration, 12:00pm - Lunch and Member Announcements,   12:45 - 3:00pm - Presentation
Cost on or before Jan. 11th: $39 Members/$55 Non-Members/$29 Students
Cost after Jan. 11th: $49 Members/$65 Non-Members/$39 Students

REGISTER NOW

Loss Prevention for Financial Advisors & The Nuts and Bolts of an E&O Insurance Policy
Speaker: Bud Bigelow

This presentation will address how advisors can actively avoid losses that undermine their ability to help clients build wealth. Mr. Bigelow will address numerous issues such as preventing costly execution errors especially during market volatility and how helping the client to determine the suitability of alternative investments and potential hazards of such investments.    (Applied for 1 CE CFP/1 CE Ins )

The Nuts and Bolts of an E&O Insurance Policy

Bud will discuss the nuts and bolts of an E & O insurance policy. The structure of an insurance program for small businesses. Problems with group broker-dealer programs. How to identify the appropriate limit. The anatomy of a policy. Which policy should you buy.
(Applied for 1 CE CFP/1 CE Ins )

Speaker Biography: Bud Bigelow is President and Chief Executive Officer of The Cambridge Alliance, LLC. Bud's experience in the insurance industry dates from 1986 and includes a successful restructuring and turn around of a NYSE insurance company as its Chief Planning Officer; successful start-up of a professional liability insurance program for CPA's; and management of the currently offered E & O insurance program for Registered Investment Advisors and other financial professionals since September, 1992.

Bud is the author of several articles on professional liability insurance and loss prevention.

Bud holds a BS in Mathematics from Syracuse University; an MBA in Finance from Columbia University Business School; an advanced degree in accounting from the Kellogg School of Business of Northwestern University; and is a Certified Public Accountant.

Thanks to our Monthly Partners:
Platinum Partners-

Chartis
Louie Bucher
303-382-8569

Invesco
Kim Edwards
800-337-4246

2012 Calendar of Events

Chapter Programs

(Location and times may vary)
January 13, 2012
March 9, 2012*
April 13, 2012
June 8, 2012
July 13, 2012*
November 9, 2012*
*New Member Orientation before the meeting


Small Group Salon Discussions

(Various location and times)
February 8, 2012
May 9, 2012
August 8, 2012
October 10, 2012


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